Financial Technology Partners LP and FTP Securities LLC (together "FT Partners") provides independent financial advice primarily to corporate clients in connection with investment banking activities related to mergers, acquisitions, private capital financings and other similar transactions. Financial Technology Partners LP is not an FINRA registered broker-dealer and as such does not perform any securities related transactions, such as initial public offerings, PIPE transactions or other related sales or purchases of securities. FTP Securities LLC is regulated by the Financial Industry Regulatory Authority as an FINRA Member Firm. FTP Securities is not a retail broker-dealer. The Firm does not conduct underwriting activities, provide research or analyst reports or solicit or carry accounts for, or offer or sell securities products to retail customers.
None of the information contained in this web site constitutes a recommendation, solicitation or offer by FT Partners to buy or sell any securities, futures, options or other financial instruments or provide any investment advice or service.
The information and services provided on this web site are not provided to and may not be used by any person or entity in any jurisdiction where the provision or use thereof would be contrary to applicable laws, rules or regulations of any governmental authority or regulatory or self-regulatory organization or where FT Partners is not authorized to provide such information or services.
We collect nonpublic personal information about FT Partners clients such as you from the following sources:
- Information we receive from you on applications or other forms;
- Information about your transactions with us, our affiliates, or others, and
- If you visit our web site, information we collect via a web server, often referred to as a "cookie." Cookies indicate where a site visitor has been online and what has been viewed.
Information may be shared between FT Partners and its affiliates. We do not disclose any nonpublic personal information about our customers or former customers to anyone else, except as permitted by law. Moreover, we will not release information about our customers or former customers unless one of the following conditions is met:
- We receive your prior written consent.
- We believe the recipient to be you or your authorized representative.
- We are required by law to release information to the recipient.
We only use information about you and your account to help us better serve your investment needs or to suggest services or educational materials that may be of interest to you.
We maintain physical, electronic and procedural safeguards to guard your personal information. We advise you not to send such information to us in non-secure e-mails.
We will continue to conduct our business in a manner that conforms with our pledge to you, your expectations and all applicable laws.
FT Partners has developed a Business Continuity Plan (BCP) as part of our ongoing contingency planning efforts to mitigate the impacts of business interruptions. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.
FT Partners plans to quickly recover and resume business operations after a Significant Business Disruption (SBD) and respond by safeguarding employees' lives and firm property, making a financial and operational assessment, protecting the firm's books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
Our business continuity plan addresses: data back up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical vendor and bank impact; and regulatory reporting.
Significant business disruptions can vary in their scope. For example, an SBD affecting only our firm, the building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In either situation, we plan to continue in business, and notify you through our web site www.ftpartners.com or our main phone number regarding how to contact us.
Our BCP is reviewed periodically and subject to modification without notice. Updates to the plan summary will be posted on our web site.